Anonymity: publication and open justice

The tension between transparency and individual privacy is part of what makes information rights such a fascinating and important area. When it comes to high-public interest issues involving particular individuals, prevailing wisdom has tended to be something like this: say as much as possible on an open basis, but redact and anonymise so as to protect the identity of the individuals involved. Increasingly, however, transparency is outmuscling privacy. See for example my post about the Tribunal’s order of disclosure, in the FOIA context, of the details of the compensation package of a Chief Executive of an NHS Trust (the case of Dicker v IC (EA/2012/0250).

The recent Care Quality Commission debate is the highest-profile recent illustration: the health regulator published a consultant’s report into failings regarding the deaths of babies at Furness General Hospital, but withheld the names of the individuals being criticised (including for alleged ‘cover-ups’), relying on the Data Protection Act 1998. The anonymisation was not endorsed by the Information Commissioner, and attracted widespread criticism in media and political circles. Transparency pressures held sway.

In a similar vein, the BBC has come under great pressure over the past week – particularly from Parliament’s Public Accounts Committee – to reveal the names of approximately 150 departing senior managers who received pay-offs averaging £164,000 in the past three years. As the Telegraph reports, the Committee is threatening to use parliamentary privilege to publish those names. The BBC admits that it “got things wrong” by overpaying in many cases (as confirmed by the National Audit Office), but is concerned to protect the DPA and privacy rights of the affected individuals, as well as to safeguard its own independence. The Committee says the public interest in transparency is compelling; Lord Patten, chair of the BBC Trust, says there will be “one hell of an argument” about this.

Such arguments become all the more thorny in the context of open justice disputes, of which there have been a number in recent weeks.

In the matter of Global Torch Ltd/Apex Global Management Ltd (The Guardian, The Financial Times and others intervening) [2013] EWCA Civ 819 involved competing petitions of unfair prejudice alleging misconduct in the affairs of a particular company. Two Saudi Arabian princes and one of their private advisers applied to have the interlocutory hearings held in private under CPR rule 39.2(3). The Court of Appeal agreed with the judge who dismissed those applications. It rejected the contention that the judge had elevated open justice above Article 8 ECHR rights as a matter of law. Rather, he noted that some general presumptions were valid (for example, open justice is likely to trump reputational damage) and applied those in the factual context of this case. Maurice Kay LJ said  (paragraph 34) that there was sometimes a “need for a degree of protection so as to avoid the full application of the open justice principle exposing a victim to the very detriment which his cause of action is designed to prevent… If such an approach were to be extended to a case such as the present one, it could equally be applied to countless commercial and other cases in which allegations of serious misconduct are made. That would result in a significant erosion of the open justice principle. It cannot be justified where adequate protection exists in the form of vindication of the innocent through the judicial process to trial”.

Open justice is of course fundamental not only to freedom of expression, but is also the default setting for fair trials. This is illustrated in the regulatory/disciplinary context by Miller v General Medical Council [2013] EWHC 1934 (Admin). The case involved a challenge to a decision by a Fitness to Practise Panel of the Council’s Medical Practitioners Tribunal Service that a fitness to practise hearing should take place in private because it considered that the complainant, a former patient of the claimant, was otherwise unlikely to give evidence. HHJ Pelling quashed the decision; there was insufficient evidence for the Panel’s conclusion about witness participation, and in any event the Panel “fell into error at the outset by not reminding itself sufficiently strongly or at all that the clear default position under Article 6 is that the hearing should be in public. It failed to remind itself that Article 6 creates or declares rights that are the rights of the Claimant and that it was for the GMC to prove both the need for any derogation from those rights and for a need to derogate to the extent claimed” (paragraph 20).

Robin Hopkins

The Prince Charles veto: JR fails due to availability of JR

As Chris Knight reported this morning, judgment has been handed down in R (Evans) v HM Attorney General [2013] EWHC 1960 (Admin). The Upper Tribunal had ordered disclosure of certain correspondence between Prince Charles and government ministers (termed ‘advocacy correspondence’). The government – the Attorney General specifically – exercised the power of veto under section 53 of FOIA. The requester, Guardian journalist Rob Evans, brought judicial review proceedings. The Administrative Court dismissed his claim.

It did so despite “troublesome concerns” about the section 53, which it considered to be a “remarkable provision”.

For example, the Lord Chief Justice said: “The possibility that a minister of the Crown may lawfully override the decision of a superior court of record involves what appears to be a constitutional aberration” (paragraph 2); “It is an understatement to describe the situation as unusual. Indeed the researches of counsel suggest that it is a unique situation and that similar statutory arrangements cannot be found elsewhere in this jurisdiction” (paragraph 9); “It is not quite a pernicious “Henry VIII clause”, which enables a minister to override statute but, unconstrained, it would have the same damaging effect on the rule of law” (paragraph 10).

Nonetheless, a close examination of the wording and features of section 53 satisfied the court that it was not flawed on constitutional grounds. Parliament was mindful of what it was doing in enacting section 53. There are strict time limits and limits on who can issue a section 53 certificate; it must be laid before Parliament with reasons, it must be made on “reasonable grounds” and “the jurisdiction of the courts does not even purport to be ousted” (paragraph 81 in the judgment of Davis LJ). In effect, Parliament chose to build section 53 into a FOIA as an express check and balance on disclosure.

The Lord Chief Justice summed up the court’s assessment of section 53: “These provide that the ministerial override will be ineffective unless reasonable grounds for its exercise are identified. These reasons must be laid before Parliament for scrutiny and, if appropriate, parliamentary action. Making the reasons public in this way ensures that they are also immediately available for press and public scrutiny and, if appropriate, critical comment. More important, perhaps, is that the override decision of the minister is not final. The exercise of the override is itself subject to judicial scrutiny” (paragraph 13).

The court considered the meaning of “on reasonable grounds”, the key language from section 53. What standard did this connote? Davis LJ said “reasonable” meant just that: it did not needed to be glossed either by reference to Wednesbury standards, nor by reference to any higher standard.

The court was persuaded that the statement of the Attorney General’s reasons in this case did indeed demonstrate “reasonable grounds” for the decision. The Attorney General had guided himself by the government’s published policy which states that the veto will only be used in exceptional cases. He had considered and engaged with the Upper Tribunal’s decision. He addressed both FOIA and the EIR. He gave his view that great weight should be attributed to the importance of the convention of preparation for kingship, the need to avoid a chilling effect on related communications, the preservation of confidences and the need to avoid damage to the perception of political neutrality. The Commissioner himself had agreed with those factors and conclusions in his decision notice.

In the court’s view, the Attorney General’s reasons ‘made sense’. There can be “cogent” arguments for and against disclosure (as indeed the Upper Tribunal acknowledged were present in this case), and FOIA/EIR public interest assessments are not so much matters of fact or law (or a mix of both), but are exercises in evaluation. In that light, if it was said that the Attorney General could not simply prefer his own opinion to that of the Upper Tribunal, the rhetorical answer was “why not?”. Moreover, he was entitled to address the correspondence as a whole, rather than on a document-by-document basis.

Mr Evans had also argued that insofar as the veto related to environmental information, it was incompatible with the “access to justice” provisions of the Aarhus Convention and of the Environmental Information Directive. The court was not persuaded: the availability of judicial review sufficed for those purposes.

The Guardian has announced its intention to appeal.

Postscript:

It should also be remembered that this is not the only strand of the Rob Evans/Prince of Wales letters litigation. As Panopticon reported earlier this year, the Upper Tribunal has separately ordered disclosure of a schedule describing the withheld information. That decision is also subject to appeal: it has not (yet?) been vetoed. The saga continues.

Robin Hopkins

Prism and Tempora: Privacy International commences legal action

Panopticon has reported in recent weeks that, following the Edward Snowden/Prism disclosures, Liberty has brought legal proceedings against the UK’s security bodies. This week, Privacy International has announced that it too is bringing a claim in the Investigatory Powers Tribunal – concerning both the Prism and Tempora programmes. It summarises its claim in these terms:

“Firstly, for the failure to have a publicly accessible legal framework in which communications data of those located in the UK is accessed after obtained and passed on by the US National Security Agency through the Prism programme.  Secondly, for the indiscriminate interception and storing of huge amounts of data via tapping undersea fibre optic cables through the Tempora programme.”

Legal complaints on Prism-related transfers have been made elsewhere on data protection grounds also. A group of students who are members of a group called Europe vs. Facebook have filed complaints to the data protection authorities in Ireland (against Facebook and Apple), Luxembourg (against Skype and Microsoft) and Germany (against Yahoo).

European authorities have expressed concerns on these issues in their own right. For example, the Vice President of the European Commission, Viviane Reding, has written to the British Foreign Secretary, William Hague, about the Tempora programme, and has directed similar concerns at the US (including in a piece in the New York Times). The European Parliament has also announced that a panel of its Committee on Civil Liberties, Justice and Home Affairs will be convened to investigate the Prism-related surveillance of EU citizens. It says the panel will report by the end of 2013.

In terms of push-back within the US, it has been reported that Texas has introduced a bill strengthening the requirements for warrants to be obtained before any emails (as opposed to merely unread ones) can be disclosed to state and local law enforcement agencies.

Further complaints, litigation and potential legal challenges will doubtless arise concerning Prism, Tempora and the like.

Robin Hopkins

Judicial Review of Prince Charles Correspondence Veto Fails

A three judge Divisional Court comprised of Lord Judge CJ, Davis LJ and Globe J has refused the application of a Guardian journalist to judicially review the exercise by the Attorney General of the right of veto under section 53 of the Freedom of Information Act 2000.

The background to R (Evans) v HM Attorney General [2013] EWHC 1960 (Admin) is the decision of the Upper Tribunal ([2012] UKUT 313 (AAC); [2012] Info LR 352) that correspondence between the Prince of Wales and various Government departments was not exempt from disclosure under freedom of information legislation. Following the Upper Tribunal decision the Attorney General issued a veto under section 53, effectively overriding the decision of the Upper Tribunal.

This case is the first time a section 53 veto has been judicially reviewed.

Jonathan Swift QC and Julian Milford appeared for the Attorney General. Timothy Pitt-Payne QC appeared for the Information Commissioner as an interested party.

Further analysis will doubtless follow.

Christopher Knight

A Search (Engine) for Enforcement? (Yes, Google again…sigh.)

In a move apparently carefully designed to hurt this blog’s rankings in the leading search engine algorithm, Panopticon must – yet again – note Google’s noble efforts to single-handedly ensure the development of data protection and privacy law.

Robin Hopkins has noted the AG’s Opinion on Google and the right to be forgotten case. I have noted the enforcement action taken by the ICO against Google in relation to the data harvested by its Street View cars.

Readers with marginally longer memories (or an expert search engine) may recall my blogging that on 20 June the French data protection agency issued a statement in relation to its investigation into Google’s privacy policy, announcing that it was taking enforcement action following a Europe-wide series of investigation which the French had spearheaded. I noted that the ICO had yet to announce its own decision.

Well, on 4 July, the ICO did announce its decision. It too has written to Google to inform the company that its privacy policy raises serious questions of non-compliance with the Data Protection Act 1998 and Google has been given until 20 September to amend the policy in a compliant manner or face formal enforcement action.

The ICO’s press release is here, and the text of their announcement is:

“We have today written to Google to confirm our findings relating to the update of the company’s privacy policy. In our letter we confirm that its updated privacy policy raises serious questions about its compliance with the UK Data Protection Act.

In particular, we believe that the updated policy does not provide sufficient information to enable UK users of Google’s services to understand how their data will be used across all of the company’s products.

Google must now amend their privacy policy to make it more informative for individual service users. Failure to take the necessary action to improve the policies compliance with the Data Protection Act by 20 September will leave the company open to the possibility of formal enforcement action.”

Google’s core values famously included the phrase “Don’t be evil”. Potential breaches of the DPA are perhaps not quite in that league (or at least, not usually), but Google is certainly having a difficult time finding its way through the DPA thicket. If only they could just Google the answer…

Christopher Knight

Yet more on Article 10 ECHR and FOIA

The question of whether the right to freedom of expression conferred by Article 10 of the European Convention on Human Rights has a bearing on the Freedom of Information Act 2000 (particularly as regards absolute exemptions) is an interesting and important one. The Supreme Court will address it later this year in the Kennedy litigation.

In the meantime, there is free expression aplenty on this issue within the Panopticon fold. Joseph Barrett’s post of earlier today is not the only example; Christopher Knight’s recent piece in Public Law is a must-read. The reference is: CJS Knight, ‘Article 10 and a Right of Access to Information’ [2013] PL 468.

Robin Hopkins