ICO SIGNS UNDERTAKING WITH GOOGLE AND DEFENDS ITS STANCE

I reported in a recent post that the Information Commissioner had instructed Google to sign an undertaking aimed at any repeat of the breaches of the Data Protection Act 1998 committed during Google’s information-gathering for its Street View feature. That undetaking has now been signed, and a copy can be viewed here. It requires Google engineers to maintain a “privacy design document” for each new Google project prior to launch. It provides for further training and data protection awareness for Google engineers and other employees. The undertaking also assures the deletion of all personal data which had been gathered unlawfully, and provides for the Commissioner to audit Google’s revamped data protection procedures nine months from now. Interestingly, the undertaking applies to Google’s global activities and not just its UK ones.

The ICO has come under fire for being soft on Google. The Commissioner, Christopher Graham, has defended his stance, including in an interview with the Daily Telegraph which can be found here. In that interview, the Commissioner remarks that “a lot of people out there want somebody – probably not me – to be the privacy tsar. But that’s not what the Information Commissioner is”. Recent indications suggest, however, that the ICO could potentially take on a “privacy tsar” role – see the recommendations from its recent surveillance report, summarised here.

ICO’S SURVEILLANCE REPORT 2010: ‘SLEEPWALKING’ RISK REMAINS; ‘PRIVACY IMPACT ASSESSMENTS’ PROPOSED FOR NEW LEGISLATION

The Information Commissioner has delivered his latest report to the Home Affairs Select Committee on “the state of surveillance” in the UK. The report traces privacy-related developments since the Commissioner’s 2006 report on the same theme, which memorably observed that the UK may be “sleepwalking into a surveillance society”. According to the November 2010 report, that warning

 “… is no less cogent in 2010 than it was several years ago. It is not being suggested that the UK is a ‘police state’ or that there are surveillance conspiracies afoot against the public. Neither the 2006 report nor this one supports such an assumption, and evidence for it is lacking. Much of what is taken to be surveillance is done for benign reasons and has beneficial effects on individuals and society. But much surveillance also goes beyond the limits of what is tolerable in a society based on the rule of law and human rights, one of which is the right to privacy.”

The report provides an illuminating summary of trends in (amongst others) the use of CCTV, body scanning and border control (including ‘ethnic targeting’ for security searches), workplace monitoring, social networking, ‘crowdsourcing’, the monitoring of protest activities and even the use of unmanned drones. Scrutiny is also given to a number of governmental policy tools, such as databases and the use of ‘social sorting’ (eg into groups such as ‘high cost, high risk’ social groups who are vulnerable to social exclusion’) to develop targeted welfare strategies.

As regards private-sector online commerce, the Commissioner recommends a number of measures to correct what he describes as the “worrying trend particularly with those who provide on-line services not to have thought through the privacy implications of their activities and given users robust privacy settings as a default”.

What to do about the risks identified in the report? The ICO’s recommendations focus principally on overhauling the legislative process insofar as it affects privacy, by introducing: 

  • a requirement for a privacy impact assessment to be presented during the parliamentary process where legislative measures have a particular impact on privacy;
  • an opportunity for the Information Commissioner to provide a reasoned opinion to Parliament on measures that engage concerns within his areas of competence, and
  • a legal requirement to make sure all new laws that engage significant privacy concerns undergo post-legislative scrutiny to ensure they are being implemented and used as intended by Parliament.

If implemented, these measures would add substantially to the ICO’s clout as the guardian of privacy.

The report can be found here, with the accompanying press release from the ICO here.

GOOGLE ESCAPES FINE OVER STREET VIEW CARS, BUT MUST SIGN UNDERTAKING

Google used cars equipped with cameras to gather material for its much-publicised Street View feature. The material was not confined to photographs, but also included data by which wi-fi hotspots could be located. Earlier in 2010, the ICO investigated this ‘payload data’. It concluded that the information it had inspected was not personal data, in that it could not be linked to identifiable individuals. The ICO stated, however, that it would continue to work with its international counterparts, such as the Canadian authorities, in investigating Google. This co-operation has now shown the payload data to include URLs, passwords and email details.

 

The ICO today announced that:

 

“The Commissioner has concluded that there was a significant breach of the Data Protection Act when Google Street View cars collected payload data as part of their wi-fi mapping exercise in the UK. He has instructed Google UK to sign an undertaking in which the company commits to take action to ensure that breaches of this kind cannot happen again. An audit of Google UK’s Data Protection practices will also be undertaken. The Commissioner has rejected calls for a monetary penalty to be imposed but is well placed to take further regulatory action if the undertaking is not fully complied with”.

 

This follows the ICO’s press release on Monday, in which it commented that:

 

“It is also important to note that none of the regulators currently investigating Google Street View have taken direct enforcement action at this stage, with the US investigation led by the US Federal Trade Commission for example ruling out direct action, although mirroring our own concern that this data was allowed to be collected by an organisation who showed such disregard for international data protection legislation. This week the Metropolitan Police have also closed their case believing it would not be appropriate to pursue a criminal case against Google under the Regulation of Investigatory Powers Act (RIPA). Whilst we continue to work with our other international counterparts on this issue we will not be panicked into a knee jerk response to an alarmist agenda.”

 

The latter press release also explained the ICO is “keen to discuss with MPs and Ministers how we can further defend privacy on the internet as technologies and applications develop”. In this regard, the Guardian reports today that culture minister Ed Vaizey is proposing a new internet code of conduct and a mediation mechanism to resolve complaints by individuals against data controllers. He is reportedly meeting with the ICO today to discuss these matters. Watch this space.

 

DISSECTING PERSONAL DATA – BRYCE V INFORMATION COMMISSIONER

Section 40 FOIA provides for a number of exemptions in respect of ‘personal data’. The exemption which is most frequently prayed in aid by public authorities is the one provided for under s. 40(2), read together with s. 40(3)(a)(i). In essence, under these provisions, information will be absolutely exempt from disclosure under FOIA if: (a) it amounts to personal data, as defined in s. 1 of the Data Protection Act 1998 (“DPA”) and (b) its disclosure would contravene one or more of the data protection principles provided for under schedule 1 to the DPA. In practice, it can be very difficult to apply this exemption, particularly where the information in issue may comprise personal data relating to a number of different individuals. It was precisely this issue which the Tribunal had to tackle in the recent case of Bryce v IC & Cambridgeshire Constabulary (EA/2009/0083). In Bryce, a request had been made by Ms Bryce for disclosure of a police investigation report. The report addressed concerns which had been raised by Ms Bryce and others about the way in which the Cambridgeshire Constabulary had investigated the death of Ms Bryce’s sister, who had been killed by her husband. The Tribunal held that the report contained a multiplicity of different types of personal data including: Ms Bryce’s personal data; the husband’s personal data; personal data relating to the husband’s family; the personal data of witnesses; personal data relating to the deceased’s family; and personal data relating to officers who had conducted the investigation. Apart from Ms Bryce’s own personal data, which was exempt from disclosure under s. 40(1) FOIA, the Tribunal approached the question of how the s. 40(2) exemption applied to the remaining data by conducting a discrete analytical exercise in respect of each type of data. It is clear from the Tribunal’s analysis that it was of the view that very different considerations applied, for example, in respect of officers’ data as compared with the data relating to the husband’s family. The key implication of this judgment is that a public authority will expose itself to challenge under FOIA if it simply adopts a blanket ‘one size fits all’ approach to information comprising diffuse types of personal data. The judgment is also notable in that it applies the approach to the concept of ‘personal data’ which was approved in Durant v Financial Services Authority, rather than the arguably more liberal approach embodied in the Commissioner’s guidance: Determining What is Personal Data’.

LAW OF CONFIDENCE – THE TRUMP CARD IN MATRIMONIAL PROCEEDINGS

The Court of Appeal has recently handed down an important judgment on the application of the law of confidence in matrimonial proceedings: Tchenguiz & Ors v Imerman [2010] EWCA Civ 908. The background to the case was that an application for ancillary relief had been made by Mrs Tchenguiz Imerman (TI) against her husband, Mr Imerman. Fearing that Mr Imerman may seek to conceal the nature and extent of his assets in the context of the ancillary relief proceedings, one of TI’s brothers, possibly with the help of others, accessed a computer server in an office which Mr Imerman shared with TI’s brothers and then copied information and documents which Mr Imerman had placed on that server relating to his assets. In order to prevent TI relying on the information and the documents in the ancillary relief proceedings, Mr Imerman sought to restrain the defendants from communicating the information and documents which they had obtained to any third party (including TI and her lawyers). He also sought delivery up of all copies of the documents. Eady J granted the orders sought by Mr Imerman. The defendants appealed to the Court of Appeal. The central issue for the Court of Appeal was essentially whether TI should be allowed to use the information and documents in the context of the ancillary relief proceedings, despite the fact that they appeared to have been obtained by the defendants in breach of confidence and, hence, unlawfully.  The case was rendered particularly complex as a result of what is commonly known in matrimonial proceedings as the ‘Hildebrande rules’. Historically, these rules have been applied by the courts in matrimonial ancillary relief proceedings so as generally to allow individuals to rely on evidence as to their spouses’ assets notwithstanding that that evidence has been unlawfully obtained.

In summary, the Court of Appeal held as follows:

·         the information/documents had been unlawfully obtained by the defendants as they had been obtained in breach of confidence (and, further, in breach of Mr Imerman’s right to privacy);

 

·         it may be that the obtaining of the information/documents had also amounted to: (a) criminal conduct on an application of s. 17 of the Computer Misuse Act 1990; (b) unlawful processing of Mr Imerman’s personal data under s. 4(4) Data Protection Act 1998 (DPA); and, further, (c) a criminal act under s. 55 DPA; although having found that the information/documents were obtained unlawfully in breach of confidence, the Court did not need to reach a concluded view on these issues;

 

·         the question for the Court was whether it should effectively condone the illegal self-help methods adopts by the defendants simply because it was feared that Mr Imerman may behave unlawfully and conceal that which should be disclosed in the ancillary relief proceedings. The answer to that question was: ‘No’ (see para. 107). As the Court suggested:The tort of trespass to chattels has been known to our law since the Middle Ages and the law of confidence for at least 200 years, yet no hint of any defences of the kind now being suggested is to be found anywhere in the books’ (para. 117). Thus, the Hildebrande rules could not be justified on any grounds;

 

·         if there were concerns that an individual may seek dishonestly to conceal assets in the context of ancillary relief proceedings, the correct course would be for the spouse to seek to protect her/his position through lawful means, for example by applying to the court for an anton pillar order.

The judgment is important not least because it highlights the essentially inalienable nature of the common law rights to confidentiality and privacy. There is no doubt that the judgment will be controversial, not least because of concerns that it fails to recognise the significant power imbalance which often obtains between spouses in matrimonial proceedings. 

 

LANDMARK IPT DECISION ON LOCAL AUTHORITY’S USE OF RIPA

The Investigatory Powers Tribunal today issued its decision in the first substantive public case on the use of surveillance powers under the Regulation of Investigatory Powers Act 2000.

Poole Borough Council suspected that Jenny Paton and her family may have lied about living in the catchment area of a sought-after primary school in Dorset. It therefore monitored their activity for around 3 weeks in 2008. This included covertly monitoring the movements of family members and their car, as well as examining the contents of their rubbish.

The IPT found that:

(1) investigating a potentially fraudulent school application was not a proper purpose in the sense required by RIPA;
(2) in these circumstances, the Council’s actions were in any event disproportionate, in that they were not necessary to achieve that aim, and
(3) the Council’s actions had breached the family’s rights under Article 8 of the ECHR.

Poole Borough Council has accepted the ruling and apologised to Ms Paton and her family.